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  • 刘峰.库克群岛深海采矿治理的“立法—技术—生态”三维框架研究[J].海洋开发与管理,2025,42(11):3-12    
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库克群岛深海采矿治理的“立法—技术—生态”三维框架研究
刘峰
中国大洋矿产资源研究开发协会
摘要:
库克群岛以“小陆域大海洋”的独特地缘禀赋,在全球绿色低碳转型背景下,将 70 亿 t 多金属结核视为实现经济跨越式发展的战略资产。库克群岛在深海矿产资源开发治理中构建了“立 法—技术—生态”三维框架。通过持续的立法创新,实现了从宣示主权到生态优先、从静态管控 到动态治理的演进,并将国际法原则细化为国内可操作的技术标准,实现由规则接受者到制定者 的身份转换。在技术层面,库克群岛通过“勘探期权制”和“技术换权益”的公私合作模式,吸 引国际企业,实现了深海勘探技术的快速跃升。在生态层面,通过建立严格的环境评估体系、划 定永久禁采区、部署 AI 实时监测网络,确保了开发的透明性与生态安全。库克群岛的实践为小岛国参与全球海洋治理提供了“小国大治”的范本,其通过制度创新,在平衡资源开发与环境保 护方面贡献了独特的“库克方案”。
关键词:  库克群岛  深海采矿  立法创新  技术换权益  生态红线
DOI:10.20016/j.cnki.hykfygl.2025.11.002
投稿时间:2025-05-20修订日期:2025-11-26
基金项目:国家自然科学基金战略研究类项目(42342028).
The Three-Dimensional“Legislation-Technology-Ecology” Framework of Deep-Sea Mining Governance in the Cook Islands
LIU Feng
China Ocean Mineral Resources Research and Development Association
Abstract:
With its unique geo-endowment of“small landmass,vast ocean,”the Cook Islands views its 7 billion tons of polymetallic nodules as strategic assets for economic transformation amid the global low-carbon transition. In governing deep-sea mineral resource development,the Cook Islands has established a three-dimensional “legislation-technology-ecology”framework.Through continuous legislative innovation,it has advanced from asserting sovereignty to prioritizing ecology,and from static regulation to dynamic governance,refining principles of international law into operable domestic technical standards,thus transitioning from a rule-taker to a rule-maker.Technologically,via public-private partnerships such as the“exploration option system”and “technology-for-rights”models,the Cook Islands has attracted international enterprises and achieved rapid advancements in deep-sea exploration capabilities.Ecologically,by establishing a rigorous environmental assessment system,designating permanent no-mining zones,and deploying AI-based real-time monitoring networks,it has ensured transparency and ecological security in resource development.The practice of the Cook Islands offers a model of“small state,sophisticated governance”for small island states participating in global ocean governance.Through institutional innovation,it contributes a unique“Cook Islands Solution”to balancing resource development and environmental protection.
Key words:  Cook Islands,Deep-sea mining,Legislative innovation,Technology-for-rights,Ecological redline